About this podcast
The Series 7 Whisperer is the voice in your head you wish you had while studying. Hosted by a retired NYSE trader and FINRA principal with 37 years on the Street, this podcast cuts through the noise to deliver the raw, real, and testable truths behind the Series 7 exam. No fluff. No filler. Just the stuff that gets you paid. Whether you’re cramming before test day or grinding through options, suitability, and regs, this is your shortcut to passing with swagger.
Episodes
The newest 20 of 138 episodes
- Series 63,65,66 Exam: Ethics and Prohibited Activities · 1 h 11 min · Season 3Send us Fan Mail Ethics & Prohibited Activities: What You Need to Know for Your Securities Exams What's unethical, what's prohibited, and how do you recognize the difference on…
- Series 7 Exam Prep: Taxes cheat sheet · 1 h 11 minSend us Fan Mail Taxes on the Series 7 exam don't have to be complicated. The problem is that tax questions show up everywhere — stocks, bonds, mutual funds, options, retirement…
- Series 65 and Series 66 Exam: Offer and Sale Jurisdiction · 25 min · Season 3Send us Fan Mail State Jurisdiction Explained | Series 63, Series 65 & Series 66 Exam PrepWhen does a state have jurisdiction over a securities transaction? Does it matter where…
- Series 7 Exam Prep: All About Order Types · 1 h 1 min · Season 2Send us Fan Mail the mechanics of secondary market trading, outlining how order tickets transition from entry and execution to clearing. Broker-dealers operate either as brokers…
- FORM ADV:Series 65 and Series 66 Exam · 24 min · Season 3Send us Fan Mail Form ADV serves as the primary registration document utilized by investment advisors, structured into three distinct parts alongside specific schedules to inform…
- SIE Exam BEATS: Preferred Stock · 41 min · Season 6Send us Fan Mail Preferred stock shows up all over the Series 7, and it can feel more complicated than it really is. In this episode, we make it smaller. We cover the preferred…
- SIE Exam Beat: Bonds( Debt) · 29 min · Season 6Send us Fan Mail Bond Fundamentals — learn it while you move. Bonds show up everywhere on the SIE and Series 7, and memorizing a couple of definitions isn't enough. In this…
- SIE Exam: Rich People Buy Munis · 45 min · Season 1Send us Fan Mail educational guide to municipal bonds, focusing on why they are attractive investments for individuals in high tax brackets. It highlights the tax-advantaged…
- Series7 Exam:Communications and Filing Guidelines · 25 min · Season 2Send us Fan Mail regulatory framework established by FINRA for governing how financial firms communicate with the public. It distinguishes between retail, institutional, and…
- Balance Sheet vs Income Statement: Series 7 and Series 65 Exam · 25 minSend us Fan Mail financial statement and ratio analysis for both academic study and professional licensing. One source provides a specialized guide for the Series 7 exam…
- SIE Exam Beat: Common Stock Deep Dive · 22 min · Season 6 Episode 1Send us Fan Mail Study for your securities exam while you move. This podcast turns the SIE, Series 7, Series 63, Series 65, Series 66, and other securities exam concepts into…
- Corporate Bonds ( BEATS) CAN THEY PAY? · 5 min · Season 1Send us Fan Mail Support the show 📚 About the Podcast Real-world finance explained the way exams and real life actually test it. Ideal for the SIE, Series 7, Series 65/66, and…
- Series 65 Exam: Cybersecurity Beats ( Series 66 Exam ) · 5 min · Season 3Send us Fan Mail he five core functions of the NASAA cybersecurity framework, summarized by the acronym I-P-D-R-R. This educational mnemonic guides financial professionals…
- Series 7 Exam prep: Variable Annuities · 1 h 8 minSend us Fan Mail outlines the fundamental structure and regulatory components of variable life insurance and annuity contracts as covered in the Series 7 exam. It examines the…
- Series 7 Exam prep : Mutual Funds, Closed End Funds and ETFs ( SIE Exam also ) · 1 h 3 min · Season 2Send us Fan Mail details the core concepts surrounding packaged investment products as outlined in the Series 7 exam curriculum. It explores the foundational structures of…
- Series 7 Exam Prep: All About Equities · 1 h 8 min · Season 2Send us Fan Mail This comprehensive guide outlines the essential knowledge required for evaluating equity securities and ensuring investment choices align with regulatory…
- Series 65 Exam ( Types of Corporations ) Series 66 Exam also · 46 min · Season 3Send us Fan Mail a comprehensive comparison of legal business structures, detailing the unique characteristics of entities like C corporations, S corporations, LLCs, and…
- Series 65 Exam: Per Stirpes vs Per Capita ( Series 66 Exam also ) · 41 min · Season 3Send us Fan Mail The difference between these two distribution methods comes down to how the "class" of beneficiaries is defined, which radically changes who is included in the…
- Series 79 Function 1.2 part 2 Essential Financial Ratios and Valuation Metrics for Corporate Transactions · 57 minSend us Fan Mail a comprehensive outline of key financial metrics and ratios utilized in corporate advisory services, including mergers and acquisitions (M&As), restructurings…
- Series 79 Function 1.1 Analysis and Evaluation of Data · 47 minSend us Fan Mail Function 1.2: Analysis and Evaluation of Data covers several essential topics that would make a great foundation for your podcast: Financial Analysis & Modeling…
